Marketing and Broker Dealer Issues

The marketing of security tokens is a complicated process which needs to be done in a manner which is compliant with the laws. The persons (both natural persons or companies) who are engaged in the marketing of security tokens may also be considered as broker-dealers and be subject to registration requirements. This may be an expensive and time consuming process with a number of compliance issues. The team at Empire Global ensures that:

  • The legal relationships with marketing professionals engaged in the marketing of security tokens is legally compliant
  • The persons engaged in marketing of security tokens have the requisite permits or exemptions
  • The marketing of security tokens is conducted in a legally compliant manner