Investment management is considered as a highly regulated and specialized sector which is under the scrutiny of the regulatory bodies. As such our clients in the investment banking sector depend on our expertise to deal with the complex regulatory compliances and provide the best value for their customers.
The investment management branch of the empire advises several sectors including Investment Companies, Advisers, Private Funds and Independent directors.
The practice covers the following areas:
• Fund formation and registration
• Regulatory compliance
• Risk management
• Corporate governance
We provide end to end service to our clients ranging from registration, filing regular compliance reports to specialized service on demand. We request you to get in touch with us at Empire to enable us to provide you with more information as to how we can simplify legal compliance for your investment business.
No designation has been made by the Texas Board of Legal Specialization for a Certificate of Special Competence in this area.